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Celebrating 30 Years of Putting Clients First(877) 554-8150

Client Focus and Wealth Management

We believe your financial future is dependent upon a thoughtful, well-developed Wealth Management plan.

Whether your ultimate goal is a comfortable retirement, investing for education, building your dream home, or all of the above, a smart investment plan can help get you to where you need to be.

As your independent investment consultants, our job is to analyze your financial needs and develop a financial strategy that stays true to your focus.

We’ve developed a five step continual process to help ensure we meet and exceed your investment expectations.

Go to first step

"Results are a direct correlation to effort"

 

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We’re Independent Financial Advisors who build personalized fixed income portfolios for high net worth investors.

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Charlotte Location
Linden Thomas and Company
516 N Tryon Street
Charlotte, NC 28202
CONTACT US

© 2020. Linden Thomas and Company All rights reserved.

Phone: (704) 554.8150
Toll Free: (877) 554-8150
email us: info@lindenthomas.com

Click here for directions/map

Customer Relationship Summary

Our Process – Wealth Management

Connect With Us

Charlotte Location
Linden Thomas and Company
516 N Tryon Street
Charlotte, NC 28202
CONTACT US

Phone: (704) 554.8150
Toll Free: (877) 554-8150
email us: info@lindenthomas.com

Click here for directions/map

Customer Relationship Summary

© 2020 Linden Thomas and Company All rights reserved.
Securities services offered through Linden Thomas and Company Securities, LLC, member FINRA/SIPC. Advisory services offered through Linden Thomas Advisory Services, LLC, a SEC Registered Investment Advisor.
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Privacy Policy | Business Continuity Plan

LINDEN THOMAS AND COMPANY - Securities-related service may be provided only to individuals residing in: AL, AZ, AK, CA, CO, CT, DE, DC, FL, GA, IL, IA, KY, LA, ME, MD, MI, MS, MO, MT, NJ, NY, NC, OH, OR, PA, SC, SD, TN, TX, VA and WA.

Barron's Top 1,000 and Top 1,200 Financial Advisors: The rankings are based on data provided by thousands of advisors and financial services firms. Factors included in the rankings were assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance isn't an explicit component.

Financial Times Top 400 Advisors: Rankings are based on data provided by Investment firms, Factors include assets under management, experience, industry certifications and compliance record. Investment performance and financial advisor productions are not explicit components.Registered Rep America's Top 100 Independent B/D Advisors Rankings based on assets under management for Independent broker/dealer reps only. The ranking is not indicative of past or future investment performance.

Award received by Stephen Thomas. Rankings are based on data provided by over 4,000 of the nation's most productive advisors. Factors included in the rankings were assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance isn't an explicit component.

A note about social media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social
Privacy Policy

Barron's Top 1,000 and Top 1,200 Financial Advisors: The rankings are based on data provided by thousands of advisors and financial services firms. Factors included in the rankings were assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance isn't an explicit component.

Financial Times Top 400 Advisors: Rankings are based on data provided by Investment firms, Factors include assets under management, experience, industry certifications and compliance record. Investment performance and financial advisor productions are not explicit components.Registered Rep America's Top 100 Independent B/D Advisors Rankings based on assets under management for Independent broker/dealer reps only. The ranking is not indicative of past or future investment performance.

Award received by Stephen Thomas. Rankings are based on data provided by over 4,000 of the nation's most productive advisors. Factors included in the rankings were assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance isn't an explicit component.

A note about social media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only.
  • Disclaimers

    Investing is subject to a high degree of investment risk, including the possible loss of the entire amount of an investment. An investor should carefully read and review all information provided by Linden Thomas Advisory Services, LLC (“Linden Thomas”), including, the Form ADV, Part 2A brochure and all supplements thereto, before making an investment.

    The information contained herein reflects the opinions and projections of Linden Thomas as of the date of publication, which are subject to change without notice at any time subsequent to the date of issue. Linden Thomas does not represent that any opinion or projection will be realized. All information provided is for informational purposes only and should not be deemed as investment advice or a recommendation to purchase or sell any specific security. While the information presented herein is believed to be reliable, no representation or warranty is made concerning the accuracy of any data presented. Prospective clients should not treat these materials as advice in relation to legal, taxation, or investment matters.

    Statements herein that reflect projections or expectations of future financial or economic performance of investments, including investments in the Linden Thomas LC Earnings Focus 50 Index (the “Index”), are forward-looking statements. Such “forward-looking” statements are based on various assumptions, which assumptions may not prove to be correct. Accordingly, there can be no assurance that such assumptions and statements will accurately predict future events or the Fund’s actual performance. No representation or warranty can be given that the estimates, opinions or assumptions made herein will prove to be accurate. Any projections and forward-looking statements included herein should be considered speculative and are qualified in their entirety by the information and risks disclosed in the confidential offering document. Actual results for any period may or may not approximate such forward-looking statements. Prospective investors are advised to consult with their own independent tax and business advisors concerning the validity and reasonableness of the factual, accounting and tax assumptions. No representations or warranties whatsoever are made by Linden Thomas or any other person or entity as to the future profitability of the Index or the results of making an investment based on the Index. Past performance is not a guarantee of future results.

    The Index performance results presented do not represent the results of an actual client and investment, but were achieved by means of the retroactive application of the rules of the Index to a portfolio. This portfolio is hypothetical only and may include estimates, projections, and forward looking and back tested projections. The trades during the back test were not actually executed, and the back tested results are not necessarily indicative of the performance of the Index. No representation is being made that any account will or is likely to achieve profits or losses similar to those shown.

    Hypothetical back tested performance results have many inherent limitations, some of which are described herein. In fact, there are frequently sharp differences between hypothetical back tested performance results and the actual results subsequently achieved by any particular trading program. One of the limitations of hypothetical back tested performance results is that they are generally designed with the benefit of hindsight. In addition, hypothetical trading does not involve financial risk, and no hypothetical trading record can completely account for the impact of financial risk in actual trading. For example, the ability to withstand losses or to adhere to a particular trading program in spite of trading losses are material points which can also adversely affect actual trading results. There are numerous other factors related to the markets in general or to the implementation of any specific trading program which cannot be fully accounted for in the preparation of hypothetical performance.

Disclaimers

Investing is subject to a high degree of investment risk, including the possible loss of the entire amount of an investment. An investor should carefully read and review all information provided by Linden Thomas Advisory Services, LLC (“Linden Thomas”), including, the Form ADV, Part 2A brochure and all supplements thereto, before making an investment.

The information contained herein reflects the opinions and projections of Linden Thomas as of the date of publication, which are subject to change without notice at any time subsequent to the date of issue. Linden Thomas does not represent that any opinion or projection will be realized. All information provided is for informational purposes only and should not be deemed as investment advice or a recommendation to purchase or sell any specific security. While the information presented herein is believed to be reliable, no representation or warranty is made concerning the accuracy of any data presented. Prospective clients should not treat these materials as advice in relation to legal, taxation, or investment matters.

Statements herein that reflect projections or expectations of future financial or economic performance of investments, including investments in any Linden Thomas Index (the “Index”), are forward-looking statements. Such “forward-looking” statements are based on various assumptions, which assumptions may not prove to be correct. Accordingly, there can be no assurance that such assumptions and statements will accurately predict future events or the Fund’s actual performance. No representation or warranty can be given that the estimates, opinions, or assumptions made herein will prove to be accurate. Any projections and forward-looking statements included herein should be considered speculative and are qualified in their entirety by the information and risks disclosed in the confidential offering document. Actual results for any period may or may not approximate such forward-looking statements. Prospective investors are advised to consult with their own independent tax and business advisors concerning the validity and reasonableness of the factual, accounting and tax assumptions. No representations or warranties whatsoever are made by Linden Thomas or any other person or entity as to the future profitability of the Index or the results of making an investment based on the Index. Past performance is not a guarantee of future results.

The Index performance results presented do not represent the results of an actual client and investment but were achieved by means of the retroactive application of the rules of the Index to a portfolio. This portfolio is hypothetical only and may include estimates, projections, and forward looking and back tested projections. The trades during the back test were not actually executed, and the back tested results are not necessarily indicative of the performance of the Index. No representation is being made that any account will or is likely to achieve profits or losses similar to those shown.

Hypothetical back tested performance results have many inherent limitations, some of which are described herein. In fact, there are frequently sharp differences between hypothetical back tested performance results and the actual results subsequently achieved by any particular trading program. One of the limitations of hypothetical back tested performance results is that they are generally designed with the benefit of hindsight. In addition, hypothetical trading does not involve financial risk, and no hypothetical trading record can completely account for the impact of financial risk in actual trading. For example, the ability to withstand losses or to adhere to a particular trading program in spite of trading losses are material points which can also adversely affect actual trading results. There are numerous other factors related to the markets in general or to the implementation of any specific trading program which cannot be fully accounted for in the preparation of hypothetical performance results and all of which can adversely affect actual trading results; including, but not limited to, changes in the investment landscape and unexpected changes in the market or economic landscape. Performance posted by system providers may have had little or no experience in trading actual accounts for itself or for customers. Because there are no actual trading results to compare to the hypothetical performance results, clients should be particularly wary of placing undue reliance on these hypothetical performance results. There can be no assurance that these, or comparable results, will be achieved.

Various indices, including, but not limited to the S&P 500 Index and the Russell 2000 Index (each a “Third Party Index”) are unmanaged indices of securities that are used as a general measure of market performance, and their performance is not reflective of the performance of any specific investment. The Third-Party Index comparisons are provided for informational purposes only and should not be used as the basis for making an investment decision. Further, the performance of the Index and each Third-Party Index may not be comparable. There may be significant differences between the Index and each Third-Party Index, including, but not limited to, risk profile, liquidity, volatility, and asset comparison. The performance shown for each Third-Party Index reflects no deduction for client withdrawals, fees, or expenses. Accordingly, comparisons between the Index and each Third-Party Index may be of limited use. Investments cannot be made directly into the Index or any Third-Party Index.

Securities services offered through Linden Thomas and Company Securities, LLC; member FINRA/SIPC. Advisory services offered through Linden Thomas Advisory Services, LLC. Linden Thomas and Company Securities, LLC and Linden Thomas Advisory Services, LLC are affiliated entities.

By accepting this information, the recipient agrees that it will not divulge any information contained herein to any other party. This presentation and its contents are confidential and proprietary information of Linden Thomas and any reproduction of this information, in whole or in part, without the prior written consent of Linden Thomas is prohibited.